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128 Results

Financial Regulation Compliance & Investigations
Insights
Jul 04, 2025

The long-awaited FCA paper on non-financial misconduct – was it worth the wait?

On 2 July 2025, the FCA published a further consultation paper on “tackling non-financial misconduct in financial services”. The industry has been eagerly awaiting publication of this paper, in the…
Insights
Mar 10, 2025

State Laws Present Litigation Risks for Financial Industry’s Artificial Intelligence Use

The financial industry increasingly uses artificial intelligence (“AI”) to raise business efficiencies, improve customer experience, and limit fraud and crime. However, two lawsuits leveraging…
Insights
Jan 30, 2025

Modernising the redress system

Insights
Dec 06, 2024

2024 CFTC Enforcement: Agency Celebrates Record Monetary Relief

On December 4, 2024, the Commodity Futures Trading Commission (“CFTC”) released its enforcement results for Fiscal Year 2024 (“FY 2024”), showcasing record awards of monetary relief totaling more than…
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